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Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
General
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Lqdty M$
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
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 W - Inherited
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100 results. Finviz
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

M
2025-11-24
ARESAres Management CorpArougheti Michael JCo-Founder, CEOS - Sale$151.77-299,0031,690,997-15%-$45,380,330
2025-11-21
AMPAmeriprise Financial IncSharpe Robert Francis JrDirS - Sale$450.95-1,50012,977-10%-$676,418
2025-11-24
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$28.00+249,303,3150%+$672
D
2025-11-21
PXP10, Inc.Poston Edwin A.See RemarksS - Sale+OE$9.02-18,4272,980,697-1%-$166,175
D
2025-11-21
PXP10, Inc.Williams MelSee Remarks, 10%S - Sale+OE$9.02-18,4274,090,0190%-$166,175
M
2025-11-20
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$211.06-14,50014,700,5440%-$3,060,315
M
2025-11-21
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.11+10,290131,817+8%+$52,577
2025-11-21
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$28.25+259,303,2910%+$706
2025-11-20
BENFranklin Resources IncJohnson Charles B10%P - Purchase$21.20+50,00094,222,4360%+$1,060,000
2025-11-20
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$27.50+249,303,2660%+$660
2025-11-20
HKHCHorizon Kinetics Holding CorpHerndon MarkCFOP - Purchase$29.00+100120+500%+$2,900
2025-11-19
CNSCohen & Steers, Inc.Steers Robert HamiltonExec COB, 10%P - Purchase$59.88+25,00011,990,6820%+$1,496,880
M
2025-11-18
CNSCohen & Steers, Inc.Cohen MartinDir, 10%P - Purchase$59.82+100,0009,020,666+1%+$5,982,412
M
2025-11-19
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.11+12,096121,527+11%+$61,812
M
2025-11-18
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$208.77-14,50014,715,0440%-$3,027,194
2025-11-19
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Federated Hermes LimitedS - Sale$47.85-4,461161,578-3%-$213,447
2025-11-19
FHIFederated Hermes, Inc.Dudiak Dolores DVPS - Sale$47.87-99988,223-1%-$47,825
2025-11-19
FHIFederated Hermes, Inc.Novak Richard APrincipal Accounting OfficerS - Sale$47.85-1,24957,500-2%-$59,766
2025-11-19
FHIFederated Hermes, Inc.Germain Peter JEVP, CLO, Sec.S - Sale$47.85-6,856217,468-3%-$328,093
2025-11-19
FHIFederated Hermes, Inc.Fisher John BVPS - Sale$47.87-7,638534,197-1%-$365,596
2025-11-19
FHIFederated Hermes, Inc.Van Meter StephenVP, Chief Compliance OfficerS - Sale$47.86-70731,889-2%-$33,834
2025-11-19
FHIFederated Hermes, Inc.Uhlman Paul AVPS - Sale$47.85-6,496327,434-2%-$310,821
2025-11-19
FHIFederated Hermes, Inc.Zierden Theodore W IIIVPS - Sale$47.84-3,721151,856-2%-$178,023
2025-11-18
BENFranklin Resources IncJohnson Charles B10%P - Purchase$21.49+50,00094,172,4360%+$1,074,475
M
2025-11-14
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$213.03-8,03914,729,5440%-$1,712,512
M
2025-11-17
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.14+11,844109,431+12%+$60,882
M
2025-11-12
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$215.16-14,09814,737,5830%-$3,033,380
M
2025-11-13
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.06+13,72997,587+16%+$69,484
M
2025-11-11
STEPStepstone Group Inc.Fernandez Jose ACo-COOS - Sale$62.12-211,2104,833,777-4%-$13,120,536
2025-11-10
BXBlackstone Inc.Porat RuthDirP - Purchase$146.24+40247,840+1%+$58,835
2025-11-10
WHGWestwood Holdings Group IncCasey Brian OCEOS - Sale$17.00-370505,5560%-$6,290
M
2025-11-11
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.01+8,12483,858+11%+$40,721
M
2025-11-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$214.26-21,75014,751,6810%-$4,660,150
D
2025-11-07
HLNEHamilton Lane IncDelgado-Moreira JuanCo-CEO, 10%P - Purchase$130.35+8,0001,328,822+1%+$1,042,832
2025-11-07
FHIFederated Hermes, Inc.Germain Peter JEVP, CLO, Sec.S - Sale$49.22-5,000206,324-2%-$246,121
M
2025-11-05
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$211.24-11,34314,773,4310%-$2,396,136
M
2025-11-03
CNSCohen & Steers, Inc.Steers Robert HamiltonExec COB, 10%P - Purchase$67.98+100,88811,965,682+1%+$6,858,772
2025-11-04
BXBlackstone Inc.Breyer JamesDirP - Purchase$143.86+13,90068,906+25%+$1,999,635
M
2025-11-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$212.82-14,16814,784,7740%-$3,015,197
2025-11-03
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Federated Hermes LimitedS - Sale$48.54-15,000157,039-9%-$728,154
2025-10-31
IVZInvesco Ltd.Sharp Douglas JSenior MDS - Sale$23.56-160,000192-100%-$3,768,832
2025-10-29
BXBlackstone Inc.Breyer JamesDirP - Purchase$151.23+13,17055,006+31%+$1,991,699
2025-10-27
STEPStepstone Group Inc.Hart Scott WCEOS - Sale$64.34-10,0003,142,6650%-$643,400
2025-10-22
BTSGBrightspring Health Services, Inc.Kkr Group Partnership L.P.10%S - Sale$28.78-14,745,00061,942,032-19%-$424,390,590
M
2025-10-20
CNSCohen & Steers, Inc.Steers Robert HamiltonExec COB, 10%P - Purchase$70.21+40,53911,864,7940%+$2,846,316
D
2025-10-06
GCMGGcm Grosvenor Inc.Lutnick Howard W10%S - Sale+OE$0.00-6,451,5350-100%-$0
2025-10-01
ARESAres Management CorpSagati Aghili NaseemGCS - Sale$155.97-21,000255,397-8%-$3,275,370
2025-09-26
PXP10, Inc.Abell Alexander I.See RemarksS - Sale$11.25-25,000300,000-8%-$281,170
2025-09-29
HNNAHennessy Advisors IncNewton KieraDirS - Sale$10.73-39016,865-2%-$4,185
2025-09-25
STEPStepstone Group Inc.Hart Scott WCEOS - Sale$64.70-10,0003,152,6650%-$646,990
2025-09-25
BXBlackstone Inc.Baratta JosephDirS - Sale$175.70-113,000695,757-14%-$19,853,483
2025-09-23
PXP10, Inc.Williams MelSee Remarks, 10%S - Sale$12.03-66,2184,090,019-2%-$796,271
2025-09-23
HNNAHennessy Advisors IncNewton KieraDirS - Sale$11.00-317,2550%-$33
2025-09-23
PXP10, Inc.Poston Edwin A.See remarks, 10%S - Sale$12.07-25,0002,980,697-1%-$301,750
2025-09-23
DHILDiamond Hill Investment Group IncThomas L'QuentusDirS - Sale$141.10-2502,534-9%-$35,275
2025-09-19
PXP10, Inc.McCoy David M.See RemarksS - Sale$12.08-44,000170,323-21%-$531,520
D
2025-09-22
TROWPrice T Rowe Group IncMaclellan Robert F.DirS - Sale+OE$105.01-3,09047,335-6%-$324,466
M
2025-09-18
PXP10, Inc.Poston Edwin A.See remarks, 10%S - Sale$12.13-107,9763,005,697-3%-$1,309,897
2025-09-17
PXP10, Inc.Williams MelSee Remarks, 10%S - Sale$12.02-23,4944,156,237-1%-$282,445
D
2025-09-16
HLIHoulihan Lokey, Inc.Gold IrwinCO-COB, 10%S - Sale+OE$202.75-6,8110-100%-$1,380,930
D
2025-09-16
LAZLazard, Inc.Orszag Peter RichardCEO, COBS - Sale+OE$54.09-32,475183,274-15%-$1,756,573
2025-09-12
TURN180 Degree Capital Corp. /Ny/Rendino KevinFormer Director and CEOS - Sale$0.00-789,2990-100%-$0
2025-09-12
TURN180 Degree Capital Corp. /Ny/Wolfe Daniel BFormer Director and PresidentS - Sale$0.00-252,0000-100%-$0
2025-09-12
TURN180 Degree Capital Corp. /Ny/Bigelow Robert E IIIFormer OfficerS - Sale$0.00-133,0050-100%-$0
2025-09-12
TURN180 Degree Capital Corp. /Ny/Gift Alicia MFormer OfficerS - Sale$0.00-45,4650-100%-$0
2025-09-12
TURN180 Degree Capital Corp. /Ny/Brandom StacyFormer DirectorS - Sale$0.00-18,7050-100%-$0
2025-09-12
TURN180 Degree Capital Corp. /Ny/Shanley Richard PFormer DirectorS - Sale$0.00-30,5750-100%-$0
2025-09-12
TURN180 Degree Capital Corp. /Ny/Weil Parker AndersFormer DirectorS - Sale$0.00-11,0330-100%-$0
2025-09-11
JHGJanus Henderson Group PlcThompson Roger MjCFOS - Sale$45.26-27,491113,097-20%-$1,244,194
2025-09-11
PXP10, Inc.Poston Edwin A.See remarks, 10%S - Sale$12.52-30,0003,113,673-1%-$375,600
2025-09-10
ARESAres Management CorpSagati Aghili NaseemGCS - Sale$178.40-21,000276,397-7%-$3,746,321
2025-09-10
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$178.30-128,8372,235,625-5%-$22,971,970
2025-09-11
STEPStepstone Group Inc.Park David YCFOS - Sale$63.26-1,00022,020-4%-$63,260
2025-09-10
IVZInvesco Ltd.Butcher StephanieSenior MDS - Sale$22.12-103,19229,855-78%-$2,282,710
M
2025-09-10
LAZLazard, Inc.Russo Evan LCEO of Asset ManagementS - Sale$56.54-75,000227,915-25%-$4,240,260
2025-09-10
LAZLazard, Inc.Gathy MichaelChief Accounting OfficerS - Sale$55.37-6170-100%-$34,163
M
2025-09-09
CCOClear Channel Outdoor Holdings, Inc.Ares Management LLC10%S - Sale$1.16-14,631,55541,197,491-26%-$16,972,135
2025-09-08
BXBlackstone Inc.Finley John GGCS - Sale$171.46-21,500491,359-4%-$3,686,390
2025-09-09
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$38.30+249,303,2420%+$919
M
2025-09-08
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$175.69-271,7412,364,462-10%-$47,742,182
D
2025-09-09
AMGAffiliated Managers Group, Inc.Wojcik Thomas MPres, COOS - Sale+OE$231.03-16,000158,710-9%-$3,696,480
2025-09-08
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$38.85+259,303,2180%+$971
2025-09-05
DHILDiamond Hill Investment Group IncMeyer Paula RDirS - Sale$141.80-3503,763-9%-$49,630
2025-09-04
APOApollo Global Management, Inc.Black Leon DSee remarks.S - Sale$134.03-915,00038,081,048-2%-$122,637,450
D
2025-09-04
HLNEHamilton Lane IncFrench River 5 Ltd10%S - Sale+OE$146.51-150,000330,022-31%-$21,976,500
2025-09-04
AMPAmeriprise Financial IncMelloh Heather J.EVP, GCS - Sale$512.34-1,5002,562-37%-$768,503
2025-09-05
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$39.00+239,303,1930%+$897
M
2025-09-03
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$177.67-464,9392,636,203-15%-$82,605,017
2025-09-03
AAMIAcadian Asset Management Inc.Paulson & Co. Inc.10%S - Sale$47.69-1,206,8397,743,282-13%-$57,554,152
2025-09-04
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$39.45+239,303,1700%+$907
2025-08-26
PXP10, Inc.Jon I. Madorsky Revocable Trust Dated December 1, 2008See RemarksS - Sale$12.45-50,000445,574-10%-$622,610
2025-09-03
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$40.20+239,303,1470%+$925
D
2025-09-02
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$196.22-5000-100%-$98,110
2025-08-29
WHGWestwood Holdings Group IncCasey Brian OCEOS - Sale$18.00-6,750505,926-1%-$121,500
2025-09-02
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$38.00+239,303,1240%+$874
2025-09-02
HKHCHorizon Kinetics Holding CorpRosenthal Brent DDirP - Purchase$38.00+300700+75%+$11,400
M
2025-08-29
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$178.86-278,9613,101,142-8%-$49,896,005
2025-08-28
PXP10, Inc.Poston Edwin A.See remarks, 10%S - Sale$12.57-15,0003,143,6730%-$188,550
A
2025-08-27
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$38.00+219,303,0990%+$798
A
2025-08-26
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$38.00+219,303,0700%+$798

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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