Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
General
Tickers
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Sh Price $
Lqdty M$
Date
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
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100 results. Finviz
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

M
2024-09-17
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$153.30-50,000672,516-7%-$7,664,883
2024-09-17
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.47-5,769405,167-1%-$25,787
2024-09-17
CNSCohen & Steers, Inc.Villani Edmond DDirS - Sale$96.76-3,00033,135-8%-$290,280
M
2024-09-13
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$10.58-269,1953,903,983-6%-$2,848,791
2024-09-13
BBIOBridgebio Pharma, Inc.Kkr Genetic Disorder L.P.10%S - Sale$25.75-5,800,00025,260,971-19%-$149,350,000
2024-09-16
CNSCohen & Steers, Inc.Poli Francis CGC, Secretary, EVPS - Sale$94.08-15,00064,866-19%-$1,411,218
M
2024-09-12
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$146.67-32,500722,516-4%-$4,766,691
2024-09-12
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$143.05-75,0001,105,052-6%-$10,728,918
2024-09-13
HLIHoulihan Lokey, Inc.Zucker Gillian BethDirS - Sale$152.28-2006,801-3%-$30,456
2024-09-11
BTSGBrightspring Health Services, Inc.Kkr Group Partnership L.P.10%P - Purchase$11.13+11,619,99892,959,984+14%+$129,330,578
2024-09-11
BENFranklin Resources IncJohnson Charles B10%P - Purchase$19.08+100,00093,391,7840%+$1,907,990
M
2024-09-10
JHGJanus Henderson Group PlcThompson Roger MjCFOS - Sale$35.49-18,000130,171-12%-$638,856
2024-09-10
ALTIAlti Global, Inc.Ilwaddi Holdings10%P - Purchase$3.87+5,85418,117,8500%+$22,655
2024-09-10
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$305.98-34515,419,5750%-$105,561
M
2024-09-10
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.12-5,926410,936-1%-$24,409
2024-09-09
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.04-5,612416,862-1%-$22,672
2024-09-09
GCMGGcm Grosvenor Inc.Sullivan Kathleen PatriciaPrincipal Accounting OfficerS - Sale$10.73-5,00047,307-10%-$53,635
M
2024-09-06
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$306.23-8,48115,419,9200%-$2,597,116
2024-09-06
APOApollo Global Management, Inc.O'Neill MitraDirP - Purchase$108.40+92329,631+3%+$100,053
M
2024-09-05
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$140.95-67,500755,016-8%-$9,513,892
M
2024-09-04
OWLBlue Owl Capital Inc.Polland Andrew RobertCOOS - Sale$0.00-49,647289,433-15%-$0
M
2024-09-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$312.86-7,23615,428,4010%-$2,263,827
2024-09-05
AMKAssetmark Financial Holdings, Inc.Huatai Securities Co., Ltd.10%S - Sale$35.25-50,873,7990-100%-$1,793,301,415
M
2024-09-04
ALTIAlti Global, Inc.Ilwaddi Holdings10%P - Purchase$3.80+13,18918,111,9960%+$50,118
M
2024-09-03
LAZLazard, Inc.Jacobs Kenneth MExec COBS - Sale$48.11-189,0041,728,001-10%-$9,093,610
2024-09-03
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$142.66-26,5791,180,052-2%-$3,791,691
2024-09-03
PJTPjt Partners Inc.Lee Ji-YeunManaging PartnerS - Sale$118.85-10,00061,433-14%-$1,188,457
2024-08-30
AMPAmeriprise Financial IncDavies WilliamEVP, GLOBAL CIOS - Sale$442.07-8,70013,199-40%-$3,846,009
D
2024-09-03
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$155.29-1,0000-100%-$155,290
2024-08-30
MORNMorningstar, Inc.Lyons William MDirS - Sale$311.60-75014,340-5%-$233,700
M
2024-08-29
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$312.21-12,85415,435,6370%-$4,013,112
M
2024-08-28
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$145.35-55,7231,375,000-4%-$8,099,471
M
2024-08-28
ARESAres Management CorpKaplan David BCo-FounderS - Sale$145.34-55,7621,180,052-5%-$8,104,234
M
2024-08-29
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$145.59-48,4211,206,631-4%-$7,049,630
M
2024-08-29
PJTPjt Partners Inc.Cornwell Kievdi DonDirS - Sale$123.42-15,5852,340-87%-$1,923,524
M
2024-08-29
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.22+2,63640,183+7%+$13,756
D
2024-08-28
AMPAmeriprise Financial IncTruscott William FCEO, Global Asset ManagementS - Sale+OE$441.56-15,58422,989-40%-$6,881,234
2024-08-29
BENFranklin Resources IncJohnson Charles B10%P - Purchase$19.84+100,00093,291,7840%+$1,984,200
2024-08-28
BENFranklin Resources IncJohnson Jennifer MPres, CEOP - Purchase$19.66+12,7005,877,3800%+$249,738
M
2024-08-27
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$311.30-11,39415,448,4910%-$3,546,944
2024-08-27
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.25-5,769422,474-1%-$24,518
2024-08-27
CNSCohen & Steers, Inc.Villani Edmond DDirS - Sale$86.66-3,00036,135-8%-$259,980
2024-08-28
BXSYBexil Investment TrustWinmill & Co. IncSee "Explanation of Responses"P - Purchase$13.22+2,395154,773+2%+$31,662
M
2024-08-23
SNCRSynchronoss Technologies IncB. Riley Financial, Inc.10%S - Sale$12.83-56,0221,033,864-5%-$718,761
M
2024-08-23
ARESAres Management CorpKaplan David BCo-FounderS - Sale$146.68-80,8461,235,814-6%-$11,858,291
M
2024-08-23
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$146.67-81,2471,430,723-5%-$11,916,861
M
2024-08-23
LAZLazard, Inc.Jacobs Kenneth MExec COBS - Sale$50.02-142,9961,917,005-7%-$7,152,207
2024-08-26
PJTPjt Partners Inc.Skaugen Grace RekstenDirS - Sale$124.86-2,015500-80%-$251,593
M
2024-08-23
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$313.28-12,97315,459,8850%-$4,064,236
M
2024-08-26
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.18+4,73137,547+14%+$24,509
M
2024-08-26
BXSYBexil Investment TrustWinmill & Co. IncSee "Explanation of Responses"P - Purchase$13.20+13,950152,378+10%+$184,206
2024-08-23
APOApollo Global Management, Inc.Zelter James CCo-Pres (See Remarks)S - Sale$110.14-100,0007,600,699-1%-$11,014,011
2024-08-23
BENFranklin Resources IncJohnson Jennifer MPres, CEOP - Purchase$20.95+18,9005,864,6800%+$396,021
2024-08-22
ABAlliancebernstein Holding L.P.Stonehill Charles G.T.DirS - Sale$34.87-4,00025,923-13%-$139,494
2024-08-22
BXSYBexil Investment TrustWinmill & Co. IncSee "Explanation of Responses"P - Purchase$13.15+1,305138,428+1%+$17,161
M
2024-08-21
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$312.05-10,72115,472,8580%-$3,345,518
2024-08-21
GTESGates Industrial Corp PlcBlackstone Inc.10%S - Sale$16.58-30,539,203451,496-99%-$506,339,986
M
2024-08-22
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.20+8,70632,816+36%+$45,230
2024-08-20
ALTIAlti Global, Inc.Ilwaddi Holdings10%P - Purchase$3.95+3,83518,098,8070%+$15,148
M
2024-08-20
SNCRSynchronoss Technologies IncB. Riley Financial, Inc.10%S - Sale$12.82-12,2101,089,886-1%-$156,494
M
2024-08-20
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$144.21-54,5761,511,970-3%-$7,870,440
M
2024-08-20
ARESAres Management CorpKaplan David BCo-FounderS - Sale$144.21-54,7261,316,660-4%-$7,892,108
M
2024-08-20
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$144.21-41,5081,255,052-3%-$5,985,756
2024-08-21
EVREvercore Inc.Lalonde Timothy GilbertCFOS - Sale$238.72-3,75040,563-8%-$895,213
2024-08-20
ALTIAlti Global, Inc.Moran Kevin P.Pres, COOS - Sale$4.00-137,50027,637-83%-$550,000
2024-08-20
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.04-5,769428,243-1%-$23,307
M
2024-08-19
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$315.85-4,05215,483,5790%-$1,279,820
M
2024-08-20
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.10+7,32724,110+44%+$37,377
2024-08-19
JHGJanus Henderson Group PlcRosenberg MichelleCAO, GCS - Sale$36.51-7,65189,170-8%-$279,338
DM
2024-08-19
AMGAffiliated Managers Group, Inc.Horgen Jay C.Pres, CEOS - Sale+OE$170.94-18,300388,034-5%-$3,128,169
D
2024-08-16
AMGAffiliated Managers Group, Inc.Wojcik Thomas MCOOS - Sale+OE$172.71-4,78684,392-5%-$826,590
D
2024-08-16
AMGAffiliated Managers Group, Inc.Jamal Rizwan MHead of Affiliate InvestmentsS - Sale+OE$172.89-8,622199,233-4%-$1,490,658
2024-08-20
HLIHoulihan Lokey, Inc.Zucker Gillian BethDirS - Sale$152.49-2007,001-3%-$30,498
M
2024-08-19
BXSYBexil Investment TrustWinmill & Co. IncSee "Explanation of Responses"P - Purchase$13.14+2,921137,123+2%+$38,382
2024-08-16
ABIOArca Biopharma, Inc.Janus Henderson Group Plc10%P - Purchase$2.93+5,8182,117,2130%+$17,067
DM
2024-08-15
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale+OE$145.19-58,4921,296,560-4%-$8,492,699
DM
2024-08-15
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale+OE$145.19-58,4541,566,546-4%-$8,487,181
DM
2024-08-15
ARESAres Management CorpKaplan David BCo-FounderS - Sale+OE$145.19-58,6661,371,386-4%-$8,517,974
M
2024-08-15
SNCRSynchronoss Technologies IncB. Riley Financial, Inc.10%S - Sale$11.95-119,4761,102,096-10%-$1,428,293
M
2024-08-15
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$313.96-14,83115,487,6310%-$4,656,293
M
2024-08-16
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$5.05+7,49616,783+81%+$37,840
2024-08-16
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.07-2,464428,243-1%-$10,028
2024-08-15
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.05-6,227430,707-1%-$25,219
D
2024-08-16
HLIHoulihan Lokey, Inc.Beiser Scott LCO-COB, 10%S - Sale+OE$151.89-8,3170-100%-$1,263,269
M
2024-08-13
ALTIAlti Global, Inc.Ilwaddi Holdings10%P - Purchase$3.92+110,38818,094,972+1%+$433,225
M
2024-08-13
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$309.66-10,75615,502,4620%-$3,330,750
M
2024-08-14
SELFGlobal Self Storage, Inc.Winmill & Co. IncSee "Explanation of Responses"P - Purchase$4.97+4,2009,287+83%+$20,887
M
2024-08-12
SNCRSynchronoss Technologies IncB. Riley Financial, Inc.10%S - Sale$11.59-144,3311,221,572-11%-$1,672,920
2024-08-13
BXSYBexil Investment TrustWinmill & Co. IncSee "Explanation of Responses"P - Purchase$12.88+1,981134,202+1%+$25,515
2024-08-13
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.00-468436,9340%-$1,872
D
2024-08-09
FIPFtai Infrastructure Inc.Fig Buyer Gp, LLC10%S - Sale+OE$9.04-3,399,5019,175,901-27%-$30,731,489
M
2024-08-09
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$305.45-10,12415,513,2180%-$3,092,365
2024-08-09
QDELQuidelortho CorpCarlyle Group Inc.10%S - Sale$41.53-74,1348,260,183-1%-$3,078,980
2024-08-09
BXSYBexil Investment TrustWinmill & Co. IncSee "Explanation of Responses"P - Purchase$12.87+3,092132,221+2%+$39,794
2024-08-08
DHILDiamond Hill Investment Group IncLaird James F JrDirS - Sale$150.20-3,00025,000-11%-$450,600
2024-08-09
ALTIAlti Global, Inc.Maliagros SpirosPres, Strategic AlternativesS - Sale$4.00-200437,4020%-$800
M
2024-08-07
SNCRSynchronoss Technologies IncB. Riley Financial, Inc.10%S - Sale$11.36-98,5641,365,903-7%-$1,119,941
2024-08-07
BXBlackstone Inc.Finley John GGCS - Sale$131.74-35,000476,909-7%-$4,610,900
M
2024-08-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$304.43-11,02715,523,3420%-$3,356,937
M
2024-08-07
QDELQuidelortho CorpCarlyle Group Inc.10%S - Sale$40.59-184,8858,334,317-2%-$7,505,286

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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